Anthony J. Stumpo
FIRST HEARTLAND CONSULTANTS
NEWAYGO, MI 49337
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CRD#: 7043186
Professional summary
Anthony J Stumpo, CFP® is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Newaygo, Michigan and FIRST HEARTLAND CAPITAL, INC. located in Newaygo, Michigan.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Anthony has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Clearwater Wealth Management - Investment related - Marketing of insurance and financial services - Start 1/1/21. First Heartland Consultants, Inc. - Investment related - IAR - Investment Advisory Services - Start 4/4/19. Drummond Capital Management Group, LLC - Not Investment Related - Used for credit union relationships - Start 1/26/23. Gerber Federal Credit Union Investment Services - Investment Related - DBA used for marketing financial services at the credit union - Start 4/4/19. First Heartland Corporation Inc - Investment related - Agent/broker - Marketing of insurance - Start 2/10/23. National Dodgeball Association - Not investment related - Board member - Organization develops and promotes competitive dodgeball in the U.S. - Start 3/10/23. Licensed Insurance Agent - Investment Related - Agent/broker - Medicare sales - Start 1/1/24. Arbor Financial Credit Union Wealth Management - Investment Related - DBA used for marketing financial services at the credit union - Start 9/5/24. Arbor Financial Wealth Management Services - Investment Related - DBA used for marketing financial services at the credit union - Start 9/5/24. PFCU Wealth Management - Investment Related - DBA used for marketing financial services at the credit union - Start 9/5/24. UM Credit Union Wealth Management - Investment Related - DBA used for marketing financial services at the credit union - Start 9/5/24.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony J Stumpo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
April 4, 2019 - Present
FIRST HEARTLAND CONSULTANTS, INC.
Office #1: 300 S Adams Street, Newaygo, MI 49337Office #2: 3089 44th St Sw, Grandville, MI 49418RIA
CRD#: 110377
NEWAYGO, MI
Current
January 31, 2019 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 300 S Adams Street, Newaygo, MI 49337BD
CRD#: 32460
Newaygo, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/12/2022)
IAR
Michigan(4/4/2019)
RR
Michigan(4/30/2019)
RR
North Carolina(2/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/31/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Mailing Address
Phone number
(636) 625-0900
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 9,231 |
| AUM (Assets Under Management) | $ 1,771,078,009 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 08/12/2024 | ||
| 12/07/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
