Hai Young Oh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hai Young Oh, who also goes by Hailey Oh, was a registered financial professional .
Hai Young is a previously registered financial professional and started their career in finance in 2020. Hai Young had worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2020 - July 1, 2022
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 11/24/2020
Operations Professional ExaminationCurrent Firm
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
CRD#: 147991 / SEC#: 801-69516, 8-67945
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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