Jack R. Kuhn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Richard Kuhn was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1984. Jack had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 1, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2014 - May 20, 2015
TRUIST INVESTMENT SERVICES, INC.
June 5, 2014 - May 20, 2015
TRUIST INVESTMENT SERVICES, INC.
August 1, 2012 - November 19, 2013
BMO HARRIS FINANCIAL ADVISORS, INC.
November 20, 2006 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
August 25, 2005 - May 26, 2006
FIFTH THIRD SECURITIES, INC.
February 28, 2005 - May 26, 2006
FIFTH THIRD SECURITIES, INC.
October 27, 2003 - February 28, 2005
INVEST FINANCIAL CORPORATION
November 26, 2002 - February 28, 2005
INVEST FINANCIAL CORPORATION
December 5, 2001 - November 29, 2002
BNY MELLON SECURITIES LLC
May 24, 2001 - December 5, 2001
CONSECO SECURITIES, INC.
February 8, 1996 - December 5, 2000
TRUIST INVESTMENT SERVICES, INC.
September 17, 1992 - August 14, 1995
FIRST UNION BROKERAGE SERVICES, INC.
November 21, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
November 21, 1984 - December 11, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/24/1980
Registered Representative ExaminationCurrent Firm
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
