William J. Kridel
Professional summary
William J Kridel JR is a registered financial professional currently at FERGHANA SECURITIES, INC. located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1980. William has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William J Kridel JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 1998 - Present
FERGHANA SECURITIES, INC.
Office #1: 420 Lexington Avenue 2740, New York, NY 10170November 16, 1995 - April 20, 1998
METRIC FINANCIAL, LLC
February 5, 1990 - March 8, 1991
PEERS & CO.
January 31, 1980 - December 12, 1989
KRIDEL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2007)
(7/7/2006)
(9/25/2004)
(4/16/2007)
(5/14/2007)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FERGHANA SECURITIES, INC.
CRD#: 43430 / SEC#: , 8-50270
Contact information
FINRA licenses (5 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
