WW
Wei Wang
TRANSAMERICA FINANCIAL ADVISORS
Gaithersburg, MD 20877
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CRD#: 7041625
WW
Professional summary
Wei Wang is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Gaithersburg, Maryland.
Wei is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Wei has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc GS NATIONAL INSURANCE |Non Investment Related| 300 Bilmar Dr., Suite 200. Pittsburgh, PA 15205| Medicare Part C Insurance| Independent Agent|09.28.2020| 5 Hrs a Month| Contact this company for a quote if a client needs medicare advantage plan. INTERNATIONAL MEDICAL GROUP, INC/NO/2960 NORTH MERIDIAN STREET/INDIANAPOLIS,IN 46208/INSURANCE SALES FOR INTERNATIONAL TRAVEL INSURANCE/BROKER/11/01/2017/0/0/IF THERE IS A CLIENT, I CAN SALE INTERNATIONAL TRAVEL INSURANCE TO HIM/HER THROUGH THIS COMPANY.HOWEVER, I HAVE NOT A SINGLE CLIENT SO FAR. INSURANCE MARKETING CENTER/NO/INSURANCE/1101 WOOTTEN PKWY, SUITE 820, ROCKVILLE, MD 20852/BROKER/11/01/2017/2/0/IN OPEN ENROLLMENT SEASON FOR THE OBAMA CARE, I HELP CLIENTS TO APPLY FOR HEALTH INSURANCE COVERAGE THROUGH GOVERMENT WEBSITE OR THROUGH COMPANY ADVOCATE HEALTH LLC / emp dates: 0719 TO PRESENT/ INVESTMENT RELATED: NO /address: 1811 ENGLEWOOD RD SUITE #175 ENGLEWOOD, FL 34223/ position: INDIVIDUAL BROKER / nature of business: THIS IS AN ADVISORY COMPANY FOR MEDICARE SUPPLEMENT AND MEDICARE ADVANTAGE INSURANCE. IT PROVIDES BROKER SUPPORT IN ANY QUESTIONS ON MEDICARE SUPPLEMENT AND PART C / hrs work monthly: 2 /Sec trading hrs: 0 / duties: I GET APPOINTED WITH HEALTH INSURANCE COMPANY THROUGH THIS COMPANY TOS ELL MEDICARE PART C AND SUPPLEMENT AETNA INC. / emp dates: 1119 TO PRESENT/ INVESTMENT RELATED: NO /address: 151 FARMINGTON AVE HARTFORD, CT 06156 / position: BROKER / nature of business: THIS COMPANY IS AN HEALTH INSURANCE CARRIER / hrs work monthly: 1/Sec trading hrs: 0/ duties: IF I GET APPOINTED WITH THIS COMPANY, I CAN GET COMMISSION WHEN I HELP CLIENT ENROLL IN A HEALTH INSURANCE PLAN Healthshepra / 0121-present / Investment Related: No / Sacramento, CA 95812 / Agent / Healthcare Navigator / Hrs Work Monthly: 3 / Sec Trading Hrs: 0 / I use this broker management system to help client enroll in health plans via healthcare.gov INSUBUY, INC./NO/4200 MAPLESHADE LN, SUITE 200, PLANO, TS 75093/TRAVEL INSURANCE BROKER/INDEPENDENT SUB AGENT/08/08/2020/2/0/HELP CLIENTS TO CHOOSE TRAVEL INSURANCE. AP BENEFIT AGENTLINK LLC POSITION: independent agent NATURE: Medicare advantage plans INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: 2001 Lake Point Way, Louisville KY 40223, United States DESCRIPTION: I am going to contract with United healthcare, Aetna, and Humana to sale Medicare advantage plans through this company(agency). No daily routine work. SMART INSURANCE BY SOLOMON AGENCY LLC POSITION: Independent Agent NATURE: Medicare Advantage Plans INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: Smart Insurance by Solomon Agency LLC, Suite 204, Annandale VA 22003, United States DESCRIPTION: I will be performing as an independent agent formedicare advantage plans. There's no daily work, but if there're cases then I will help people applying for medicare advantage plans. CARE RISE UNION POSITION: Partner NATURE: Health Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 9711 Washingtonian Blvd, Suite 550, Gaithersburg MD 20878, United States DESCRIPTION: This company is only related to health insurance. I may provide paperwork/appointment and contracting support to health insurance agents. I may also provide training and back-end support to health insurance agents. I don't have direct contact with clients.
CRS (Client Relationship Summary) - RIA
Click below to view Wei Wang's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Wei Wang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2021 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 702 Russell Avenue Suite 300, Gaithersburg, MD 20877RIA
BD
CRD#: 16164
Gaithersburg, MD
Current
August 30, 2019 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 702 Russell Avenue Suite 300, Gaithersburg, MD 20877RIA
BD
CRD#: 16164
Gaithersburg, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(5/19/2020)
RR
Maryland(8/30/2019)
IAR
Maryland(8/27/2021)
RR
Massachusetts(8/31/2022)
RR
Minnesota(5/10/2021)
RR
Pennsylvania(9/24/2020)
RR
Tennessee(4/13/2022)
RR
Virginia(11/6/2019)
RR
Washington(11/9/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/30/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
