MG
Michael J. Garcia
ONEAMERICA SECURITIES
Lutz, FL 33558
Some features on this profile are disabled
CRD#: 7041334
MG
Professional summary
Michael J Garcia, who also goes by Michael Joseph Garcia, Michael Garcia, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Lutz, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Michael has worked at 7 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Joseph Garcia | Michael Garcia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Non-variable insurance sales (fixed life, fixed annuities)
CRS (Client Relationship Summary) - RIA
Click below to view Michael J Garcia's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael J Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2023 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 17953 Hunting Bow Circle Suite 101, Lutz, FL 33558RIA
BD
CRD#: 4173
Lutz, FL
Current
November 2, 2023 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 17953 Hunting Bow Circle Suite 101, Lutz, FL 33558RIA
BD
CRD#: 4173
Lutz, FL
Past
March 17, 2023 - October 17, 2023
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
WESLEY CHAPEL, FL
Past
February 13, 2023 - October 17, 2023
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WESLEY CHAPEL, FL
Past
August 1, 2022 - January 2, 2023
CAPITAL ANALYSTS
RIA
CRD#: 162200
Lutz, FL
Past
July 27, 2022 - January 2, 2023
LINCOLN INVESTMENT
RIA
CRD#: 519
LUTZ, FL
Past
July 26, 2022 - January 2, 2023
LINCOLN INVESTMENT
BD
CRD#: 519
LUTZ, FL
Past
March 14, 2020 - February 10, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Lutz, FL
Past
December 23, 2019 - February 10, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
LUTZ, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/2/2023)
IAR
Colorado(11/3/2023)
RR
Florida(11/2/2023)
IAR
Florida(11/3/2023)
IAR
Illinois(8/20/2025)
RR
Illinois(8/25/2025)
IAR
Indiana(8/18/2025)
RR
Indiana(8/28/2025)
RR
Maryland(1/19/2024)
IAR
Maryland(1/19/2024)
IAR
Minnesota(8/18/2025)
RR
Minnesota(8/19/2025)
RR
New Jersey(12/6/2024)
IAR
New Jersey(12/6/2024)
RR
New York(3/6/2024)
IAR
New York(3/6/2024)
RR
Ohio(8/22/2025)
IAR
Ohio(8/22/2025)
RR
Texas(12/17/2024)
IAR
Texas(12/17/2024)
IAR
Virginia(7/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/23/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One American Square, Indianapolis, IN 46282
Mailing Address
One American Square P.o. Box 1984, Indianapolis, IN 46206-1984
Phone number
(317) 285-1877
Established
Indiana since 06/04/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
326
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEAMERICA SECURITIES, INC.
CRD#: 4173Lutz, FL 33558TRUST BUT VERIFY
Monitor Michael Garcia
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
