John T. Owens

BROOKLYN FI

Brooklyn, NY 11222

Some features on this profile are disabled

CRD#: 7041108

Professional summary

John Timothy Francis Owens, CFP®, who also goes by Owens Timothy Francis John, is a registered financial advisor currently at BROOKLYN FI, LLC located in Brooklyn, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. John has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Owens Timothy Francis John

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

John Owens is currently employed by Mason Tax, LLC that provides tax preparation services. This activity accounts for up to 10% of his time during normal business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Timothy Francis Owens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

August 17, 2020 - Present

BROOKLYN FI, LLC

Office #1: 33 Nassau Ave, Brooklyn, NY 11222

RIA

CRD#: 292115

Brooklyn, NY

Past

November 5, 2018 - July 22, 2020

VINTAGE FINANCIAL SERVICES LLC

RIA

CRD#: 105271

ANN ARBOR, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKLYN FI, LLC

CRD#: 292115 / SEC#: 801-120862

RIA

Registered Investment Advisory firm - (4/19/2021 Approved)

California

Registered Investment Advisory firm - (5/22/2021 Terminated)

New York

Registered Investment Advisory firm - (4/22/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/30/2021)

IAR

Pennsylvania
(11/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BROOKLYN FI, LLC

CRD#: 292115 / SEC#: 801-120862

RIA

Registered Investment Advisory firm - (4/19/2021 Approved)

California

Registered Investment Advisory firm - (5/22/2021 Terminated)

New York

Registered Investment Advisory firm - (4/22/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

33 Nassau Ave, Brooklyn, NY 11222

Mailing Address

Phone number

(718) 690-3600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKLYN FI_FORM ADV PART 2A 2B (6/6/2025)

Regulatory assets under management

Total Number of Accounts	295
AUM (Assets Under Management)	$ 341,488,503

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/15/2025	Cover Page	Report
05/22/2024	Cover Page	Report
09/12/2023	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John T. Owens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Timothy Francis Owens's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKLYN FI, LLC

VINTAGE FINANCIAL SERVICES LLC

Primary Firm SEC Registration

BROOKLYN FI, LLC

State Registrations and Notice Filings

Exams

Current Firm

BROOKLYN FI, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BROOKLYN FI, LLC

TRUST BUT VERIFY

Similar Advisors