David G. Sylvester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David George Sylvester, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1980. David had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
January 11, 2019 - May 29, 2023
CAVU WEALTH ADVISORS
October 21, 2009 - December 31, 2018
CAVU WEALTH ADVISORS
June 18, 2009 - September 15, 2009
CETERA WEALTH SERVICES, LLC
April 9, 2009 - September 15, 2009
CETERA WEALTH SERVICES, LLC
May 19, 2008 - August 22, 2008
B|O|S
May 30, 2006 - April 25, 2007
MORRISON & FRAZIER, LLC
November 6, 2003 - February 26, 2004
OPPENHEIMER & CO. INC.
August 14, 2001 - July 9, 2003
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
February 18, 2000 - February 6, 2001
FERRIS, BAKER WATTS, LLC
October 1, 1997 - February 8, 2000
BANC OF AMERICA SECURITIES LLC
May 1, 1992 - October 1, 1997
MONTGOMERY SECURITIES
September 19, 1990 - September 24, 1990
COWEN PRIME SERVICES TRADING LLC
August 7, 1985 - June 15, 1987
MONTGOMERY SECURITIES
July 3, 1984 - August 2, 1985
HAMBRECHT & QUIST LLC
January 19, 1980 - May 18, 1984
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAVU WEALTH ADVISORS
CRD#: 151361 / SEC#: 801-122642
Contact information
Regulatory assets under management
| Total Number of Accounts | 69 |
| AUM (Assets Under Management) | $ 110,726,000 |
Red Flags
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