Tullius C. Tupper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tullius Cicero Tupper, who also goes by Tully Tupper, was a registered financial professional .
Tullius is a previously registered financial professional and started their career in finance in 1980. Tullius had worked at 5 firms and has passed the Series 63, Series 16, Series 55, Series 5, Series 7, Series 14, Series 8, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2009 - March 29, 2012
BB&T SECURITIES, LLC
September 12, 2007 - July 9, 2009
BB&T SECURITIES, LLC
May 5, 1999 - March 29, 2012
SCOTT & STRINGFELLOW, LLC
August 17, 1992 - March 29, 2012
SCOTT & STRINGFELLOW, LLC
May 10, 1988 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
January 4, 1984 - May 4, 1988
FIRST UNION CAPITAL MARKETS CORP.
November 28, 1983 - December 28, 1983
PRUDENTIAL EQUITY GROUP, LLC
January 19, 1980 - December 7, 1983
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/19/1999
Limited Representative-Equity Trader ExamSeries 5
Date: 9/21/1981
Interest Rate Options ExaminationSeries 8
Date: 5/3/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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