CS
Cecilia C. Shepherd
NAVIGATION WEALTH MANAGEMENT
FORT COLLINS, CO 80525
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CRD#: 7039855
CS
Professional summary
Cecilia Christina Shepherd is a registered financial advisor currently at NAVIGATION WEALTH MANAGEMENT located in Fort Collins, Colorado.
Cecilia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Cecilia has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Navigation Financial Services, Inc.; Investment Related; Fort Collins, CO; Insurance Agent; 06/2018; 40 hours a month are devoted to the business; Zero hours during securities trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Cecilia Christina Shepherd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2018 - Present
NAVIGATION WEALTH MANAGEMENT
Office #1: 2038 Caribou Drive Suite 100, Fort Collins, CO 80525RIA
CRD#: 282640
FORT COLLINS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NAVIGATION WEALTH MANAGEMENT
NAVIGATION WEALTH MANAGEMENT | NAVIGATION WEALTH MANAGEMENT, INC.
CRD#: 282640 / SEC#: 801-119615
RIA
Registered Investment Advisory firm - (10/26/2020 Approved)Arizona
Registered Investment Advisory firm - (11/20/2020 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2020 Terminated)Kansas
Registered Investment Advisory firm - (11/20/2020 Terminated)Texas
Registered Investment Advisory firm - (11/20/2020 Terminated)Wyoming
Registered Investment Advisory firm - (11/20/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(11/13/2018)
Current Firm
NW
NAVIGATION WEALTH MANAGEMENT
NAVIGATION WEALTH MANAGEMENT | NAVIGATION WEALTH MANAGEMENT, INC.
CRD#: 282640 / SEC#: 801-119615
RIA
Registered Investment Advisory firm - (10/26/2020 Approved)Arizona
Registered Investment Advisory firm - (11/20/2020 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2020 Terminated)Kansas
Registered Investment Advisory firm - (11/20/2020 Terminated)Texas
Registered Investment Advisory firm - (11/20/2020 Terminated)Wyoming
Registered Investment Advisory firm - (11/20/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2038 Caribou Drive Suite 100, Fort Collins, CO 80525
Mailing Address
Phone number
(970) 672-1236
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,470 |
| AUM (Assets Under Management) | $ 127,745,098 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
