HR
Hritesh C. Regmi
QUASAR DISTRIBUTORS
Bridgewater, NJ 08807
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CRD#: 7039837
HR
Professional summary
Hritesh Chandra Regmi is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Bridgewater, New Jersey.
Hritesh is registered as a RR (Registered Representative) and started their career in finance in 2021. Hritesh has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/3/2020 - Bleakley Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/30/2022 - Bleakley Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 11/2022 - 160 Hours Per Month/120 Hours During Securities Trading 3. LPL Financial LLC; Investment-Related; Fairfield, NJ; Broker Dealer/Investment Advisor; Registered Administrative Assistant; 03/2020; 5 hrs/mo; 0 hrs/mo during securities trading hours; Duties are registered administrative assistant activities.
CRS (Client Relationship Summary) - BD
Click below to view Hritesh Chandra Regmi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2023 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 400 Crossing Blvd 4th Floor, Bridgewater, NJ 08807BD
CRD#: 103848
Bridgewater, NJ
Past
December 22, 2022 - November 17, 2023
ONEPOINT BFG WEALTH PARTNERS
RIA
CRD#: 318366
FAIRFIELD, NJ
Past
November 10, 2022 - January 2, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
FAIRFIELD, NJ
Past
February 6, 2021 - November 14, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
FAIRFIELD, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/2/2025)
RR
Arizona(1/2/2025)
RR
Arkansas(1/2/2025)
RR
California(1/2/2025)
RR
Colorado(1/2/2025)
RR
Hawaii(1/2/2025)
RR
Idaho(1/2/2025)
RR
Illinois(1/2/2025)
RR
Iowa(1/2/2025)
RR
Kansas(1/2/2025)
RR
Louisiana(1/2/2025)
RR
Minnesota(1/2/2025)
RR
Missouri(1/2/2025)
RR
Montana(1/2/2025)
RR
Nebraska(1/2/2025)
RR
Nevada(1/2/2025)
RR
New Jersey(11/20/2023)
RR
New Mexico(1/2/2025)
RR
North Dakota(1/2/2025)
RR
Oklahoma(1/2/2025)
RR
Oregon(1/2/2025)
RR
South Dakota(1/2/2025)
RR
Texas(1/2/2025)
RR
Utah(1/2/2025)
RR
Washington(1/2/2025)
RR
Wisconsin(1/2/2025)
RR
Wyoming(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/6/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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