Ramon J. Baez-malone
Professional summary
Ramon Juan Baez-malone, who also goes by Ramon Juan Baez-malone, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Hopatcong, New Jersey.
Ramon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Ramon has worked at 2 firms and has passed the Series 63 and Series 65 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ramon Juan Baez-malone's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
October 11, 2019 - October 20, 2023
ERNST & YOUNG INVESTMENT ADVISERS LLP
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/17/2024)
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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