Ye Eun Lee
Professional summary
Ye Eun Lee, who also goes by Kristy Y. Lee, is a registered financial professional currently at TEMPLUM MARKETS LLC located in New York, New York.
Ye Eun is registered as a RR (Registered Representative) and started their career in finance in 2019. Ye Eun has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ye Eun Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2026 - Present
TEMPLUM MARKETS LLC
Office #1: 315 Madison Ave 3rd Fl, New York, NY 10017January 7, 2022 - November 22, 2024
EQUITYZEN SECURITIES LLC
May 18, 2020 - September 28, 2020
JOSEPH GUNNAR & CO. LLC
April 27, 2019 - April 29, 2020
JOSEPH GUNNAR & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2026)
(8/17/2026)
Exams
Series 99TO
Date: 2/29/2024
Operations Professional ExaminationSeries 7TO
Date: 4/27/2019
General Securities Representative ExaminationFINRA
Current Firm
TEMPLUM MARKETS LLC
CRD#: 102840 / SEC#: , 8-52169
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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