John J. Arbolino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Arbolino, who also goes by John Arbolino, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 8 firms and has passed the Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2004 - December 31, 2023
GROVE POINT INVESTMENTS, LLC
January 8, 2004 - September 15, 2004
COOMBE FINANCIAL SERVICES, INC.
November 5, 1993 - January 2, 2004
MAIN STREET MANAGEMENT COMPANY
December 16, 1989 - November 8, 1993
LPL FINANCIAL LLC
November 30, 1989 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
July 17, 1986 - December 19, 1989
ADVANTAGE CAPITAL CORPORATION
January 12, 1980 - August 4, 1986
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 12, 1980 - August 4, 1986
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 1/12/1980
Registered Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
