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SD

Shane P. Dartry

FLOURISH FINANCIAL LLC
New York, NY 10016
Some features on this profile are disabled
CRD#: 7033929
SD

Professional summary


Shane Patrick Che Dartry, who also goes by Shane Patrick Che Lapsys, is a registered financial professional currently at FLOURISH FINANCIAL LLC located in New York, New York.

Shane is registered as a RR (Registered Representative) and started their career in finance in 2019. Shane has worked at 1 firm and has passed the Series 99TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Shane Patrick Che Lapsys

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Shane Patrick Che Dartry's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 10, 2019 - Present

FLOURISH FINANCIAL LLC

Office #1: 2 Park Avenue 11th Floor, New York, NY 10016
BD
CRD#: 293019
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 11/9/2019
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


FF
FLOURISH FINANCIAL LLC
FLOURISH FINANCIAL LLC | STONE RIDGE SECURITIES LLC

CRD#: 293019 / SEC#: , 8-70093

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
2 Park Avenue 11th Floor, New York, NY 10016
Mailing Address
2 Park Avenue 11th Floor, New York, NY 10016
Phone number
(833) 808-5700
Established
Delaware since 11/03/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FLOURISH HOLDING COMPANY LLCSOLE MEMBER
CRUIKSHANK, BENJAMIN EVERETTPRESIDENT5682701
LANE, MAXWELL KEITHCHIEF EXECUTIVE OFFICER6111790
MURRAY, KATECHIEF COMPLIANCE OFFICER, COUNSEL, SECRETARY4958654
RISPOLI, FRANK JOSEPHCHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4364402

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FLOURISH FINANCIAL LLC

CRD#: 293019New York, NY 10016

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