TN
Tracey J. Navea
HOVDE GROUP
Inverness, IL 60067
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CRD#: 7033573
TN
Professional summary
Tracey Janel Navea is a registered financial professional currently at HOVDE GROUP, LLC located in Inverness, Illinois.
Tracey is registered as a RR (Registered Representative) and started their career in finance in 2020. Tracey has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tracey Janel Navea's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2020 - Present
HOVDE GROUP, LLC
Office #1: 1629 Colonial Parkway, Inverness, IL 60067BD
CRD#: 25425
Inverness, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 8/31/2020
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HG
HOVDE GROUP, LLC
HOVDE GROUP, LLC | HOVDE SECURITIES, INC. | HOVDE SECURITIES LLC
CRD#: 25425 / SEC#: , 8-41597
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
1629 Colonial Parkway, Inverness, IL 60067
Mailing Address
1629 Colonial Parkway, Inverness, IL 60067
Phone number
(847) 991-6622
Established
Delaware since 10/11/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOVDE, STEVEN DONALD | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 1907781 |
| BARBARINE, NICKOLAS JOHN | SENIOR MANAGING PARTNER | 2274812 |
| HOVDE, KIRK STEVEN | MANAGING PARTNER/HEAD OF INVESTMENT BANKING | 5552791 |
| DAVIS, PATRICIA LYNN | CHIEF COMPLIANCE OFFICER | 5613123 |
| DIJOHN, ANTHONY JOHN | CFO/FINOP | 6370306 |
| HEDREI, MICHAEL STEPHEN | MANAGING PARTNER/HEAD OF CAPITAL MARKETS | 4243972 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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