Gregory M. Martino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Marcel Martino, who also goes by Gregory M Martino, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1979. Gregory had worked at 12 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2020 - November 5, 2021
FOX CHASE CAPITAL PARTNERS, LLC
June 12, 2014 - February 6, 2015
BLACKBOOK CAPITAL, LLC
April 24, 2014 - June 27, 2014
REALTA EQUITIES, INC.
July 17, 2012 - May 23, 2014
JOHN CARRIS INVESTMENTS LLC
December 23, 2011 - January 23, 2012
JOHN CARRIS INVESTMENTS LLC
February 7, 2002 - October 11, 2010
WESTROCK ADVISORS, INC.
November 13, 1995 - April 26, 2002
SANDGRAIN SECURITIES LLC
April 8, 1994 - October 3, 1995
GLEACHER & COMPANY SECURITIES, INC.
August 3, 1990 - March 23, 1994
PRUDENTIAL EQUITY GROUP, LLC
September 29, 1988 - August 2, 1990
GRUNTAL & CO., L.L.C.
April 13, 1988 - September 19, 1988
OPPENHEIMER & CO. INC.
February 12, 1987 - April 13, 1988
FAHNESTOCK INTERNATIONAL INC.
October 26, 1979 - February 18, 1987
MOSELEY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 5/23/2020
General Securities Representative ExaminationSeries 8
Date: 3/18/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FOX CHASE CAPITAL PARTNERS, LLC
CRD#: 104087 / SEC#: , 8-52624
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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