AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
GM

Gregory Marcel Martino

CRD# 703338·Registered 1979 - 2021
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Marcel Martino, who also goes by Gregory M Martino, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1979 - 2021. Gregory had worked at 12 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 4, Series 24 and Series 8 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gregory M Martino

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

47 years in the financial services industry

Current & Past Employments

FOX CHASE CAPITAL PARTNERS, LLC·CRD# 104087
BD
Springfield, NJ
May 26, 2020 - November 5, 2021
BLACKBOOK CAPITAL, LLC·CRD# 123234
BD
New York, NY
June 12, 2014 - February 6, 2015
REALTA EQUITIES, INC.·CRD# 23769
BD
New York, NY
April 24, 2014 - June 27, 2014
JOHN CARRIS INVESTMENTS LLC·CRD# 145767
BD
Hoboken, NJ
July 17, 2012 - May 23, 2014
JOHN CARRIS INVESTMENTS LLC·CRD# 145767
BD
Hoboken, NJ
December 23, 2011 - January 23, 2012
WESTROCK ADVISORS, INC.·CRD# 114338
BD
New York, NY
February 7, 2002 - October 11, 2010
SANDGRAIN SECURITIES LLC·CRD# 26004
BD
Garden City, NY
November 13, 1995 - April 26, 2002
GLEACHER & COMPANY SECURITIES, INC.·CRD# 298
BD
New York, NY
April 8, 1994 - October 3, 1995
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 3, 1990 - March 23, 1994
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
September 29, 1988 - August 2, 1990
OPPENHEIMER & CO. INC.·CRD# 249
BD
April 13, 1988 - September 19, 1988
FAHNESTOCK INTERNATIONAL INC.·CRD# 279
BD
February 12, 1987 - April 13, 1988
MOSELEY SECURITIES CORPORATION·CRD# 7908
BD
October 26, 1979 - February 18, 1987

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

FC
FOX CHASE CAPITAL PARTNERS, LLC

FOX CHASE CAPITAL PARTNERS, LLC

CRD#: 104087 / SEC#: 8-52624
BD
Terminated by SEC on 12/24/2023

Contact Information

Established

New Jersey since 03/06/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ROCKONKNV LLCDIRECT OWNER—
MANZO, MARK THOMASFINOP1229739
PERRETTI, VICTOR JRCEO711988
PERRETTI, VICTOR JRCCO711988

Disclosures

Regulatory Event

3

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2020About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1979About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2002About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Apr 1998About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Mar 1985

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
GM
Follow Gregory
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required