Frank Valles
Professional summary
Frank Valles III, who also goes by Frank Valles III, Frank Valles, Frank Valles-iii, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Jacksonville, Florida and CF SECURED, LLC located in Jacksonville, Florida.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2019. Frank has worked at 5 firms and has passed the Series 63, Series 3, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Valles III's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2025 - Present
CANTOR FITZGERALD & CO.
Office #1: 10401 Deerwood Park Blvd., Suite 2130, Jacksonville, FL 32256May 14, 2025 - Present
CF SECURED, LLC
Office #1: 10401 Deerwood Park Blvd., Suite 2130, Jacksonville, FL 32256March 7, 2023 - May 14, 2025
WEBULL FINANCIAL LLC
April 19, 2022 - January 23, 2023
DRIVEWEALTH, LLC
August 24, 2020 - November 29, 2021
CANTOR FITZGERALD & CO.
June 12, 2019 - August 27, 2020
ROBINHOOD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 6/12/2019
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CF SECURED, LLC
CRD#: 285841 / SEC#: , 8-69863
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CF SECURED HOLDINGS, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFIER/GLOBAL HEAD OF EQUITIES | 4424051 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
CF SECURED, LLC
CRD#: 285841Jacksonville, FL 32256TRUST BUT VERIFY
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