DP
Dionna M. Poluch
BRANDYWINE OAK PRIVATE WEALTH LLC | Client Associate
Kennett Square, PA 19348
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CRD#: 7031562
DP
Professional summary
Dionna Maria Poluch, CFP®, who also goes by Dionna Poluch, is a registered financial advisor currently at BRANDYWINE OAK PRIVATE WEALTH LLC located in Kennett Square, Pennsylvania.
Dionna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Dionna has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Biography
Dionna Poluch is a Client Service Associate with J.P. Morgan Wealth Management. As a member of the Minchello Group, she provides operational and administrative support for high net-worth individuals and their families. Dionna's responsibilities include onboarding procedures, executing trades, fund transfers and addressing client inquiries. She works diligently to deliver an excellent customer experience.
Dionna graduated from The University of Delaware with a dual B.S. degree in Finance & Marketing. She worked in Sales & Digital Marketing for several companies throughout college before concentrating her career interests in Financial Services. Dionna joined J.P. Morgan in 2018 and is a vital member of the team. She holds FINRA SIE, Series 7, and Series 63 licenses.
As an Undergraduate, Dionna was involved on campus and participated in philanthropy, volunteering, and social events through her sorority Sigma Kappa. She is originally from West Chester, Pennsylvania and in her free time, enjoys traveling with her family and friends.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dionna Poluch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dionna Maria Poluch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 27, 2024 - Present
BRANDYWINE OAK PRIVATE WEALTH LLC
Office #1: 500 Old Forge Lane Suite 501, Kennett Square, PA 19348RIA
CRD#: 297021
Kennett Square, PA
Past
November 20, 2018 - June 11, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BO
BRANDYWINE OAK PRIVATE WEALTH LLC
BRANDYWINE OAK PRIVATE WEALTH LLC | WYETH PRIVATE WEALTH, LLC | HEAT ADVISORS, LLC
CRD#: 297021 / SEC#: 801-113624
RIA
Registered Investment Advisory firm - (7/20/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(3/27/2024)
IAR
Texas(3/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/20/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
BO
BRANDYWINE OAK PRIVATE WEALTH LLC
BRANDYWINE OAK PRIVATE WEALTH LLC | WYETH PRIVATE WEALTH, LLC | HEAT ADVISORS, LLC
CRD#: 297021 / SEC#: 801-113624
RIA
Registered Investment Advisory firm - (7/20/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Old Forge Lane Suite 501, Kennett Square, PA 19348
Mailing Address
Phone number
(484) 785-0050
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,759 |
| AUM (Assets Under Management) | $ 1,405,262,024 |
Red Flags
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Company Information
BRANDYWINE OAK PRIVATE WEALTH LLC
Client AssociateCRD#: 297021Kennett Square, PA 19348TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
