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AS

Andres Sanchez Diez

DRAGUS CAPITAL
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 7031302
AS

Professional summary

Andres Sanchez Diez, who also goes by Andres Sanchez, is a registered financial advisor currently at DRAGUS CAPITAL, LLC located in Coral Gables, Florida.

Andres is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Andres has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andres Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Sanchez Diez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 28, 2022 - Present

DRAGUS CAPITAL, LLC

Office #1: 2121 Ponce De Leon Boulevard Suite 720, Coral Gables, FL 33134
RIA
CRD#: 158122
Coral Gables, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DRAGUS CAPITAL, LLC
DRAGUS CAPITAL, LLC

CRD#: 158122 / SEC#: 801-72521

RIA
Registered Investment Advisory firm - (6/24/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/28/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/1/2022
Uniform Investment Adviser Law Examination

Current Firm

DC
DRAGUS CAPITAL, LLC
DRAGUS CAPITAL, LLC

CRD#: 158122 / SEC#: 801-72521

RIA
Registered Investment Advisory firm - (6/24/2011 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2121 Ponce De Leon Boulevard Suite 720, Coral Gables, FL 33134
Mailing Address
Phone number
(786) 477-5777
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DRAGUS CAPITAL, LLC 2025 ANNUAL REVISED DISCLOSURE BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts101
AUM (Assets Under Management)$ 208,870,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DRAGUS CAPITAL, LLC

CRD#: 158122Coral Gables, FL 33134

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