Andres Sanchez Diez

DRAGUS CAPITAL

Coral Gables, FL 33134

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CRD#: 7031302

Professional summary

Andres Sanchez Diez, who also goes by Andres Sanchez, is a registered financial advisor currently at DRAGUS CAPITAL, LLC located in Coral Gables, Florida.

Andres is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Andres has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andres Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Polsan Capital Group LLC; Non Investment-Related; Miami, FL; Management of Real Estate Properties; Manager; 02/22/2022; 3.5 hrs/mo; 0 hrs/mo during securities trading hours; Duties are to control and supervise the business of real estate.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Sanchez Diez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2022 - Present

DRAGUS CAPITAL, LLC

Office #1: 2121 Ponce De Leon Boulevard Suite 720, Coral Gables, FL 33134

RIA

CRD#: 158122

Coral Gables, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DRAGUS CAPITAL, LLC

CRD#: 158122 / SEC#: 801-72521

RIA

Registered Investment Advisory firm - (6/24/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2022

Uniform Investment Adviser Law Examination

Current Firm

DRAGUS CAPITAL, LLC

CRD#: 158122 / SEC#: 801-72521

RIA

Registered Investment Advisory firm - (6/24/2011 Approved)

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Contact information

Main Address

2121 Ponce De Leon Boulevard Suite 720, Coral Gables, FL 33134

Mailing Address

Phone number

(786) 477-5777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DRAGUS CAPITAL, LLC 2025 ANNUAL REVISED DISCLOSURE BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	101
AUM (Assets Under Management)	$ 208,870,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andres Sanchez Diez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Sanchez Diez's CRS (Customer Relationship Summary).

Certified licenses

Experience

DRAGUS CAPITAL, LLC

Primary Firm SEC Registration

DRAGUS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2022

Current Firm

DRAGUS CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DRAGUS CAPITAL, LLC

TRUST BUT VERIFY

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