MM
Mariusz N. Mol
ICAPITAL MARKETS LLC
New York, NY 10165
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CRD#: 7030876
MM
Professional summary
Mariusz Narcyz Mol, who also goes by Mark Mol, Mariusz Mol, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.
Mariusz is registered as a RR (Registered Representative) and started their career in finance in 2018. Mariusz has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Mark Mol | Mariusz Mol
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mariusz Narcyz Mol's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2024 - Present
ICAPITAL MARKETS LLC
Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165BD
CRD#: 118219
New York, NY
Past
April 20, 2020 - July 8, 2024
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
RIA
CRD#: 105390
PHILADELPHIA, PA
Past
December 18, 2018 - April 20, 2020
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
RIA
CRD#: 152237
PHILADELPHIA, PA
Past
November 15, 2018 - July 8, 2024
DELAWARE DISTRIBUTORS, L.P.
BD
CRD#: 14232
PHILADELPHIA, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/16/2024)
RR
Alaska(7/16/2024)
RR
Arizona(7/16/2024)
RR
Arkansas(7/16/2024)
RR
California(7/16/2024)
RR
Colorado(7/16/2024)
RR
Connecticut(7/16/2024)
RR
Delaware(7/16/2024)
RR
District of Columbia(7/16/2024)
RR
Florida(7/16/2024)
RR
Georgia(7/16/2024)
RR
Hawaii(7/16/2024)
RR
Idaho(7/16/2024)
RR
Illinois(7/16/2024)
RR
Indiana(7/16/2024)
RR
Iowa(7/16/2024)
RR
Kansas(7/16/2024)
RR
Kentucky(7/16/2024)
RR
Louisiana(7/16/2024)
RR
Maine(7/16/2024)
RR
Maryland(7/16/2024)
RR
Massachusetts(7/16/2024)
RR
Michigan(7/16/2024)
RR
Minnesota(7/16/2024)
RR
Mississippi(7/16/2024)
RR
Missouri(7/16/2024)
RR
Montana(7/16/2024)
RR
Nebraska(7/16/2024)
RR
Nevada(7/16/2024)
RR
New Hampshire(7/16/2024)
RR
New Jersey(7/16/2024)
RR
New Mexico(7/16/2024)
RR
New York(7/16/2024)
RR
North Carolina(7/16/2024)
RR
North Dakota(7/16/2024)
RR
Ohio(7/16/2024)
RR
Oklahoma(7/16/2024)
RR
Oregon(7/16/2024)
RR
Pennsylvania(7/16/2024)
RR
Rhode Island(7/16/2024)
RR
South Carolina(7/16/2024)
RR
South Dakota(7/16/2024)
RR
Tennessee(7/16/2024)
RR
Texas(7/16/2024)
RR
Utah(7/16/2024)
RR
Vermont(7/16/2024)
RR
Virginia(7/16/2024)
RR
Washington(7/16/2024)
RR
West Virginia(7/16/2024)
RR
Wisconsin(7/16/2024)
RR
Wyoming(7/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/15/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
