Matthew D. Emerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew David Emerson was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2019. Matthew had worked at 4 firms and has passed the Series 99TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2023 - January 19, 2024
PALAFOX TRADING LLC
February 3, 2023 - January 19, 2024
CITADEL SECURITIES INSTITUTIONAL LLC
August 20, 2019 - January 19, 2024
CITADEL SECURITIES LLC
August 20, 2019 - January 19, 2024
CITADEL CLEARING LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/11/2023
Operations Professional ExaminationSeries 7TO
Date: 8/20/2019
General Securities Representative ExaminationCurrent Firm
PALAFOX TRADING LLC
CRD#: 131114 / SEC#: , 8-66420
Contact information
Documents
Red Flags
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