Renz J. Vergara
Professional summary
Renz Justin Vergara, who also goes by Renz Justin Castro Vergara, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Anchorage, Alaska and EMPOWER FINANCIAL SERVICES, INC. located in Anchorage, Alaska.
Renz is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Renz has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Renz Justin Vergara's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
May 4, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: Frontier Building 3601 C Street, Suite 742, Anchorage, AK 99503July 1, 2020 - April 21, 2022
WELLS FARGO CLEARING SERVICES, LLC
March 12, 2019 - April 21, 2022
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/4/2022)
(5/4/2022)
Exams
Series 7TO
Date: 5/14/2021
General Securities Representative ExaminationSeries 6TO
Date: 3/12/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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