Betty A. Lake
Professional summary
Betty Ann Lake, who also goes by Betty Ann Buehring, Betty Lake, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in University Place, Washington and BANKERS LIFE SECURITIES, INC. located in University Place, Washington.
Betty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Betty has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Betty Ann Lake's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2020 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 3560 Bridgeport Way W Suite 3e, University Place, WA 98466August 20, 2020 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 3560 Bridgeport Way W Suite 3e, University Place, WA 98466July 23, 2019 - June 29, 2020
BANKERS LIFE ADVISORY SERVICES, INC.
November 29, 2018 - June 29, 2020
BANKERS LIFE SECURITIES, INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2022)
(9/20/2021)
(9/4/2020)
(9/20/2021)
(9/4/2020)
(9/4/2020)
(8/15/2025)
(9/20/2021)
(9/4/2020)
(9/4/2020)
(8/20/2020)
(8/20/2020)
Exams
Series 7TO
Date: 3/1/2019
General Securities Representative ExaminationSeries 6TO
Date: 11/29/2018
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285University Place, WA 98466TRUST BUT VERIFY
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