Joseph Bennett
Professional summary
Joseph Bennett, who also goes by Joe Bennett, is a registered financial advisor currently at NICOLET WEALTH MANAGEMENT located in Green Bay, Wisconsin and PRIVATE CLIENT SERVICES, LLC located in Green Bay, Wisconsin.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Joseph has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Bennett's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2024 - Present
NICOLET WEALTH MANAGEMENT
Office #1: 111 N. Washington Street, Green Bay, WI 54301December 18, 2024 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 111 N Washington, Green Bay, WI 54301October 18, 2021 - November 27, 2024
CHARLES SCHWAB & CO., INC.
February 22, 2019 - November 27, 2024
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
NICOLET WEALTH MANAGEMENT
CRD#: 283940 / SEC#: 801-108012
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2025)
(4/24/2025)
(12/18/2024)
(12/19/2024)
Exams
Series 7TO
Date: 2/22/2019
General Securities Representative ExaminationFINRA
Current Firm
NICOLET WEALTH MANAGEMENT
CRD#: 283940 / SEC#: 801-108012
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,809 |
| AUM (Assets Under Management) | $ 3,849,158,087 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
