Jeffrey J. Dorman
Professional summary
Jeffrey James Dorman, CFP® is a registered financial advisor currently at NAVIGATE WEALTH MANAGEMENT LLC located in Laguna Niguel, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Jeffrey has worked at 7 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey James Dorman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1989
Experience
October 4, 2013 - Present
NAVIGATE WEALTH MANAGEMENT LLC
March 31, 1999 - September 3, 2003
MUTUAL SERVICE CORPORATION
August 24, 1989 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
January 25, 1988 - September 1, 1989
LINSCO FINANCIAL GROUP, INC.
July 14, 1983 - November 17, 1987
CETERA WEALTH SERVICES, LLC
May 22, 1980 - September 12, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
December 27, 1979 - August 14, 1980
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/4/2013)
Exams
Series 1
Date: 12/17/1979
Registered Representative ExaminationCurrent Firm
NAVIGATE WEALTH MANAGEMENT LLC
CRD#: 168711 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 37,799,332 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
