David A. Miller

RULE72 FINANCIAL

POTOMAC FALLS, VA 20165

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CRD#: 7026865

Professional summary

David Allen Miller, CFP®, who also goes by David Miller, is a registered financial advisor currently at RULE72 FINANCIAL located in Potomac Falls, Virginia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. David has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.

Biography

Founder & Financial Planner for clients to live their best lives, whether working with aging parents, inherited retirement accounts, charitable donor advised funds, or business owners providing planning as a benefit. David lives in Loudoun County, Virginia, where he enjoys hiking and biking the local trails when he is not helping others plan for their financial futures.

Question & Answer

What are your service offerings?

Inheritance

Investment Planning

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Socially Responsible Investing

Life Transitions

Do you have an area of expertise or specialization?

Charitable Giving

Entrepreneurs

Federal Employees

Fixed Fee (Subscription, Retai...

Socially Responsible Investmen...

Women's Financial Planning Iss...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

David Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

October 19, 2021 - Present

RULE72 FINANCIAL

Office #1: 46179 Westlake Drive Suite 330, Potomac Falls, VA 20165

RIA

CRD#: 316922

POTOMAC FALLS, VA

Past

May 19, 2021 - September 23, 2021

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Reston, VA

Past

February 2, 2021 - May 19, 2021

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Reston, VA

Past

January 29, 2020 - July 26, 2021

LPL FINANCIAL LLC

CRD#: 6413

RESTON, VA

Past

March 11, 2019 - January 31, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

RESTON, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/8/2022)

IAR

Virginia
(10/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/16/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/27/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/14/2019

Securities Industry Essentials Examination

Current Firm

RULE72 FINANCIAL

RULE72 FINANCIAL | RULE72 FINANCIAL LLC

CRD#: 316922 / SEC#:

Texas

Registered Investment Advisory firm - (5/25/2022 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (10/19/2021 Approved)

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Contact information

Main Address

46179 Westlake Drive Suite 330, Potomac Falls, VA 20165

Mailing Address

Phone number

(571) 517-1246

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 6,776,992

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Miller

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

RULE72 FINANCIAL

PRIVATE ADVISOR GROUP, LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/16/2019

Series 7TO

Date: 3/27/2024

SIE

Date: 2/14/2019

Current Firm

RULE72 FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RULE72 FINANCIAL

TRUST BUT VERIFY

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