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David Allen Miller

David Allen Miller

CFP®
RULE72 FINANCIAL
POTOMAC FALLS, VA
·CRD# 7026865·7 years experience

Professional Summary

David Allen Miller, CFP®, who also goes by David Miller, is a registered financial advisor currently at RULE72 FINANCIAL located in Potomac Falls, Virginia. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. David has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fixed / Negotiated Fee | Retainer

Fee Structure

Under $50K

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Who I Serve

Business Owners & Entrepreneurs
Financial Planning for Women

Services Offered

  • Estate & Legacy Planning
  • Investment Management
  • Business Services
  • Financial Planning

Specializations

Federal Employees
ESG & Impact Investing

Biography

Founder & Financial Planner for clients to live their best lives, whether working with aging parents, inherited retirement accounts, charitable donor advised funds, or business owners providing planning as a benefit. David lives in Loudoun County, Virginia, where he enjoys hiking and biking the local trails when he is not helping others plan for their financial futures.

Other Aliases

David Miller

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2020

Years of Experience

7 years in the financial services industry

Current & Past Employments

RULE72 FINANCIAL·CRD# 316922
RIA
46179 Westlake Drive Suite 330, Potomac Falls, VA 20165
October 19, 2021 - Present
PRIVATE ADVISOR GROUP, LLC·CRD# 155216
RIA
Reston, VA
May 19, 2021 - September 23, 2021
PRIVATE ADVISOR GROUP, LLC·CRD# 155216
RIA
Reston, VA
February 2, 2021 - May 19, 2021
LPL FINANCIAL LLC·CRD# 6413
BD
Reston, VA
January 29, 2020 - July 26, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Reston, VA
March 11, 2019 - January 31, 2020

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Current Firm

RULE72 FINANCIAL
RULE72 FINANCIAL

RULE72 FINANCIAL | RULE72 FINANCIAL LLC

CRD#: 316922
Texas
Registered Investment Advisory firm - Texas (5/25/2022 Conditional Restricted)
Virginia
Registered Investment Advisory firm - Virginia (10/19/2021 Approved)

Contact Information

Main Address

46179 Westlake Drive Suite 330, Potomac Falls, VA 20165

Phone Number

(571) 517-1246

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

47

AUM (Assets Under Management)

$8,473,549

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Miller serves as an elected, volunteer member of the Vestry of St. Matthew's Episcopal Church in Sterling, Virginia, the church's governing body responsible for oversight of parish administration, financial stewardship, and strategic planning. He does not receive compensation for this service. His responsibilities include participating in periodic meetings, reviewing financial matters of the church, and assisting with governance-related decisions. This outside activity does not involve the provision of investment advisory services, and it does not create a material conflict of interest with clients of Rule72 Financial LLC. Mr. Miller's time commitment to this volunteer role does not materially interfere with his ability to meet his obligations to advisory clients. This activity accounts for approximately 4% of his time.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(6/8/2022)
IAR
Virginia
(10/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2019About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view David Allen Miller's CRS (Customer Relationship Summary).

Services Offered by David

  • Estate & Legacy Planning
  • Investment Management
  • Business Services
  • Financial Planning

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