Tyler D. Kiepke

HOLDEN FAMILY OFFICE

HOBE SOUND, FL

Some features on this profile are disabled

CRD#: 7026580

Professional summary

Tyler David Kiepke, who also goes by Tyler Kiepke, is a registered financial advisor currently at HOLDEN FAMILY OFFICE, LLC located in Hobe Sound, Florida.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Tyler has worked at 2 firms and has passed the Series 66, Series 3, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler Kiepke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ELEVEN TWO INVESTMENTS LLC; INVESTMENT RELATED; HOBE SOUND, FL; MANAGING MEMBER; 2024; APPROXIMATELY 30 HRS/MO DURING TRADING HOUR; INVERSTMENT ACTIVITIES INVOLVE MANAGING AND TRADING FUTURE CONTRACTS. THE COMPANY IS REGISTERED AS A CPO AND CTA WITH THE CFTA TO TRADE MANAGE AND TRADE CLIENTS ASSETS IN THE FUTURES MARKET KIEPKE FAMILY LLC; INVESTMENT RELATED; HOBE SOUND, FL; OWNER; 2024; APPROXIMATELY LESS THAN 5 HRS/MO DURING TRADING HOURS; THE COMPANY IS A HOLDING COMPANY THAT OWNS INTERESTS IN INVESTMENT COMPANIES; NO DUTIES THE KIEPKE GROUP LLC; INVESTMENT RELATED; HOBE SOUND, FL; OWNER; 2017; APPROXIMATELY LESS THAN 5 HRS/MO DURING TRADING HOURS; FAMILY OFFICE / MANAGEING FAMILY ASSETS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler David Kiepke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2024 - Present

HOLDEN FAMILY OFFICE, LLC

RIA

CRD#: 324597

HOBE SOUND, FL

Past

July 3, 2019 - November 10, 2022

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

STUART, FL

Past

June 3, 2019 - November 10, 2022

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

STUART, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 10/12/2023

National Commodity Futures Examination

General Industry/Product Exam

Series 7TO

Date: 6/3/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/20/2019

Securities Industry Essentials Examination

Current Firm

HOLDEN FAMILY OFFICE, LLC

CRD#: 324597 / SEC#:

Florida

Registered Investment Advisory firm - (4/21/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

North Palm Beach, FL

Mailing Address

Phone number

(413) 427-0331

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 18,509,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tyler D. Kiepke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler David Kiepke's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLDEN FAMILY OFFICE, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2019

Series 3

Date: 10/12/2023

Series 7TO

Date: 6/3/2019

SIE

Date: 4/20/2019

Current Firm

HOLDEN FAMILY OFFICE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOLDEN FAMILY OFFICE, LLC

TRUST BUT VERIFY

Similar Advisors