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MA

Marcelo Eugenio Ampuero

BCI SECURITIES
Santiago,
·CRD# 7025943·8 years experience

Professional Summary

Marcelo Eugenio Ampuero is a registered financial advisor currently at BCI SECURITIES, INC.. Marcelo is registered as a RR (Registered Representative) and started their career in finance in 2018. Marcelo has worked at 1 firm.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

Current

BCI SECURITIES, INC.Current·CRD# 168047
RIA
BD
El Golf 125, Piso 9, Santiago
September 27, 2018 - Present

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Current Firm

BS
BCI SECURITIES, INC.

BCI SECURITIES, INC.

CRD#: 168047 / SEC#: 801-121997, 8-69287
RIA
Registered Investment Advisory firm - SEC (10/1/2021 Approved)
Florida
Registered Investment Advisory firm - SEC (10/11/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1450 Brickell Avenue Suite 2850, Miami, FL 33131

Mailing Address

1450 Brickell Avenue Suite 2850, Miami, FL 33131

Phone Number

(305) 929-5500

Established

Florida since 07/05/2011

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

74

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

FINRA licenses (23 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BCI SECURITIES INC. FIRM BROCHURE PART 2A, APPENDIX I (3/31/2026)

Direct owners and executive officers

NamePositionCRD#
BANCO DE CREDITO E INVERSIONES, S.A.SHAREHOLDER—
FOXX, TERESA PENNETDIRECTOR2608603
GARCIA NIETO, FRANCISCO JAVIERDIRECTOR OF SALES6645468
GROOM, PAMELA SNELLCCO2870233
MARTIN-DONADIO, CARLOSCEO/DIRECTOR2550675
NODAR, MARIA EUGENIAFINOP/CFO1660104
SEGUNDO, JUAN ALBERTODIRECTOR6353039
VEGA, MARIA GRISELDIRECTOR6235036

Regulatory Assets Under Management

Total Number of Accounts

448

AUM (Assets Under Management)

$402,246,518

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
02/25/2025Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BCI SECURITIES, INC.

BCI SECURITIES, INC.

CRD#: 168047 / SEC#: 801-121997, 8-69287
RIA
Registered Investment Advisory firm - SEC (10/1/2021 Approved)
Florida
Registered Investment Advisory firm - SEC (10/11/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Marcelo Eugenio Ampuero's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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