AP
Anthony Pecora
TPG CAPITAL BD
New York, NY 10167
Some features on this profile are disabled
CRD#: 7024938
AP
Professional summary
Anthony Pecora, CFA, who also goes by Anthony M Pecora, is a registered financial professional currently at TPG CAPITAL BD, LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2022. Anthony has worked at 3 firms and has passed the Series 66, Series 52TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Anthony M Pecora
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Anthony Pecora's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 20, 2024 - Present
TPG CAPITAL BD, LLC
Office #1: 245 Park Avenue 26th Floor, New York, NY 10167BD
CRD#: 143876
New York, NY
Past
June 8, 2022 - November 5, 2024
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
New York, NY
Past
April 27, 2022 - November 5, 2024
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/20/2024)
RR
Alaska(12/20/2024)
RR
Arizona(12/20/2024)
RR
Arkansas(12/20/2024)
RR
California(12/20/2024)
RR
Colorado(12/20/2024)
RR
Connecticut(12/20/2024)
RR
Delaware(12/20/2024)
RR
District of Columbia(12/20/2024)
RR
Florida(12/20/2024)
RR
Georgia(12/20/2024)
RR
Hawaii(12/20/2024)
RR
Idaho(12/20/2024)
RR
Illinois(12/20/2024)
RR
Indiana(12/20/2024)
RR
Iowa(12/20/2024)
RR
Kansas(12/20/2024)
RR
Kentucky(12/20/2024)
RR
Louisiana(12/20/2024)
RR
Maine(12/20/2024)
RR
Maryland(12/20/2024)
RR
Massachusetts(12/20/2024)
RR
Michigan(12/20/2024)
RR
Minnesota(12/20/2024)
RR
Mississippi(12/20/2024)
RR
Missouri(12/20/2024)
RR
Montana(12/20/2024)
RR
Nebraska(12/20/2024)
RR
Nevada(12/20/2024)
RR
New Hampshire(12/20/2024)
RR
New Jersey(12/20/2024)
RR
New Mexico(12/20/2024)
RR
New York(12/20/2024)
RR
North Carolina(12/20/2024)
RR
North Dakota(12/20/2024)
RR
Ohio(12/23/2024)
RR
Oklahoma(12/20/2024)
RR
Oregon(12/20/2024)
RR
Pennsylvania(12/20/2024)
RR
Rhode Island(12/20/2024)
RR
South Carolina(12/20/2024)
RR
South Dakota(12/20/2024)
RR
Tennessee(12/20/2024)
RR
Texas(12/20/2024)
RR
Utah(12/20/2024)
RR
Vermont(12/20/2024)
RR
Virginia(12/20/2024)
RR
Washington(12/20/2024)
RR
West Virginia(12/20/2024)
RR
Wisconsin(12/20/2024)
RR
Wyoming(12/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 6/24/2022
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 4/27/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TPG CAPITAL BD, LLC
TPG CAPITAL BD, LLC
CRD#: 143876 / SEC#: , 8-67616
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Mailing Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Phone number
(817) 871-4000
Established
Texas since 03/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
