Bryan V. Hegarty

HEGARTY INVESTMENT LOGIC

Aztec, NM 87410

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CRD#: 702386

Professional summary

Bryan Vincent Hegarty is a registered financial advisor currently at HEGARTY INVESTMENT LOGIC, LLC located in Aztec, New Mexico.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Bryan has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HEGARTY INVESTMENT LOGIC, LLC., INVESTMENT RELATED; 209 EAST BLANCO ST. AZTEC, NM. 87410; TAX PURPOSES; PRESIDENT; 2008; 3 HOURS PER MONTH; 0 DURING SEC TRADING HOURS; PAY TAXES ON RIA INCOME. AZTEC MUSEUM; NOT INVESTMENT RELATED; 125 N. MAIN AVE, AZTEC, NM. 87410; NON-PROFIT MUSEUM; SECRETARY, BOARD MEMBER; 08/14/2011; 6 HOURS PER MONTH; 0 HOURS DURING SEC TRADING; SUMMARIZE BOARD MEETINGS, KEEP MEMBERSHIP RECORDS, COMMUNICATE INFO WITH MEMBERS. ADJUNCT FACULTY (SAN JUAN COLLEGE) COMMUNITY CENTER; NOT INVESTMENT RELATED; 4601 COLLEGE BLVD. FARMINGTON, NM. 87402; TEACHING; ADJUNCT FACULTY; 10/01/2012; 4 HOURS PER MONTH; 0 DURING SEC TRADING HOURS; TEACH CLASSES ON INVESTMENT AND RETIREMENT PLANNING. HEGARTY MARKET LOGIC; Not investment related; 209 E. Blanco St., Ste. A, Aztec, NM 87410; Tax purposes, Insurance; President; 02/2005; 4 hours/month; 0 hours during trading hours; entity operates non-investment financial services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Vincent Hegarty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2010 - Present

HEGARTY INVESTMENT LOGIC, LLC

Office #1: 209 East Blanco St Suite A, Aztec, NM 87410

RIA

CRD#: 146678

Aztec, NM

Past

November 23, 2015 - January 2, 2019

DMK ADVISOR GROUP, INC.

CRD#: 41067

Aztec, NM

Past

March 8, 2011 - November 24, 2015

STONEX SECURITIES INC.

CRD#: 18456

AZTEC, NM

Past

February 11, 2009 - January 8, 2010

HEGARTY INVESTMENT LOGIC, LLC

RIA

CRD#: 146678

AZTEC, NM

Past

August 12, 2008 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

AZTEC, NM

Past

December 7, 2005 - May 27, 2008

SSN ADVISORY, INC.

RIA

CRD#: 126090

AZTEC, NM

Past

October 26, 2005 - May 27, 2008

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

AZTEC, NM

Past

February 15, 1995 - November 1, 2005

SECURITIES AMERICA, INC.

CRD#: 10205

AZTEC, NM

Past

November 19, 1989 - February 27, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 5, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 2, 1982 - May 14, 1987

LPL FINANCIAL LLC

CRD#: 6413

Past

April 2, 1981 - October 26, 1982

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

December 19, 1979 - May 10, 1981

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/11/2019)

IAR

New Mexico
(12/13/2010)

IAR

Texas
(4/1/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/1989

General Securities Principal Examination

Current Firm

HEGARTY INVESTMENT LOGIC, LLC

HEGARTY INVESTMENT LOGIC, LLC | HEGARTY MARKET LOGIC, LLC | HEGARTY INVESTMENT LOGIC,LLC

CRD#: 146678 / SEC#: 801-69046

RIA

Registered Investment Advisory firm - (1/8/2010 Cancelled)

Colorado

Registered Investment Advisory firm - (9/11/2019 Approved)

New Mexico

Registered Investment Advisory firm - (11/18/2010 Approved)

Texas

Registered Investment Advisory firm - (8/1/2019 Approved)

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Contact information

Main Address

209 East Blanco St Suite A, Aztec, NM 87410

Mailing Address

Phone number

(505) 334-2011

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	257
AUM (Assets Under Management)	$ 23,245,250

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Bryan V. Hegarty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Vincent Hegarty's CRS (Customer Relationship Summary).

Certified licenses

Experience

DMK ADVISOR GROUP, INC.

STONEX SECURITIES INC.

HEGARTY INVESTMENT LOGIC, LLC

QA3 FINANCIAL CORP.

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

SECURITIES AMERICA, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

LPL FINANCIAL LLC

E. F. HUTTON & COMPANY INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2005

Series 63

Date: 7/27/1984

SIE

Date: 10/1/2018

Series 7

Date: 12/15/1979

Series 24

Date: 9/29/1989

Current Firm

HEGARTY INVESTMENT LOGIC, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HEGARTY INVESTMENT LOGIC, LLC

TRUST BUT VERIFY

Contact information

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