John Cecil
Professional summary
John Cecil, who also goes by John C Cecil, is a registered financial professional currently at FROST BROKERAGE SERVICES, INC. located in San Antonio, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 2020. John has worked at 3 firms and has passed the Series 63, SIE and Series 6TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Cecil's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2024 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 111 W Houston Ste 100, San Antonio, TX 78205March 23, 2022 - February 24, 2024
J.P. MORGAN SECURITIES LLC
November 16, 2020 - November 5, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2024)
Exams
Series 6TO
Date: 8/17/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FROST BROKERAGE SERVICES, INC.
CRD#: 17465 / SEC#: , 8-35285
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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