Hayley T. Fleming
Professional summary
Hayley Townsend Fleming is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York and TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Hayley is registered as a RR (Registered Representative) and started their career in finance in 2019. Hayley has worked at 5 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hayley Townsend Fleming's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2022 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281December 20, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008June 30, 2023 - August 25, 2023
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 13, 2022 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
December 14, 2019 - January 5, 2022
TRUMID FINANCIAL LLC
December 14, 2019 - January 5, 2022
ELECTRONIFIE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2022)
Exams
Series 7TO
Date: 12/14/2019
General Securities Representative ExaminationFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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