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Find, Compare and Monitor Financial Advisors at LIQUIDNET, INC.

CRD#: 103987
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LIQUIDNET, INC. is located at 200 Vesey Street 5th Floor, New York, NY 10281 and was first established at New York, Delaware in 01/12/2000. After operating for 26 years, LIQUIDNET, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LIQUIDNET, INC.’s clients are individuals and 0% of their clients are high net worth individuals. LIQUIDNET, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LIQUIDNET, INC. are registered to handle securities or provide financial advice. The firm has 10 disclosures, 10 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LIQUIDNET, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LIQUIDNET, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LIQUIDNET, INC. Comes From

Understanding the Statistics for LIQUIDNET, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
10

FIRM INFORMATION

Main Address
200 Vesey Street 5th Floor, New York, NY 10281
Mailing Address
200 Vesey Street 5th Floor, New York, NY 10281
Firm Size
Small
Phone Number
(212) 208-7061
Established
Delaware since 01/12/2000
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ICAP GLOBAL BROKING INCSHARE HOLDER
BOND, ROBERTCEO/DIRECTOR4121948
GOULET, STEPHEN PAULSENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY4769810
HALLIGAN, BRIAN JCHIEF COMPLIANCE OFFICER5016364
PEZEU, CHRISTIAN JEAN MICHELCHIEF FINANCIAL OFFICER5661987

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at LIQUIDNET, INC.

HC

Heang Koing Chea

Heangkoing Chea
RR
CRD#: 7642431
Location:
New York, NY 10281
Company:
LIQUIDNET, INC.
Disclosures:
Experience:
3 years
View Profile
GM

Gene Robert Maggio

RR
CRD#: 1713470
Location:
New York, NY 10281
Company:
LIQUIDNET, INC.
Disclosures:
Experience:
38 years
View Profile
AC

Anthony Charles Cacioppo

Anthony Charles Cacioppo
RR
CRD#: 1852801
Location:
New York, NY 10281-1008
Company:
TP ICAP GLOBAL MARKETS AMERICAS LLC
Disclosures:
Experience:
31 years
View Profile
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