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Michael Jon Oconnell

FLORIDA FINANCIAL ADVISORS
Tampa, FL
·CRD# 7023206·3 years experience

Professional Summary

Michael Jon Oconnell, who also goes by Michael O Connell, Michael O'connell, Michael Oconnell, is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Tampa, Florida. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michael has worked at 3 firms and has passed the Series 63, Series 65 and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael O Connell, Michael O'connell, Michael Oconnell

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

FLORIDA FINANCIAL ADVISORS, LLC·CRD# 288811
RIA
6550 W Hillsborough Ave 3rd Floor, Tampa, FL 33634
September 30, 2025 - Present
PFG PRIVATE WEALTH MANAGEMENT, LLC·CRD# 282301
RIA
Lutz, FL
September 19, 2024 - September 18, 2025
MUTUAL OF OMAHA INVESTOR SERVICES, INC.·CRD# 611
RIA
Green Bay, WI
December 1, 2018 - December 19, 2019

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Current Firm

FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC

FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - SEC (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/8/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634

Phone Number

(813) 333-1683

# of Employees

667

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

4,295

AUM (Assets Under Management)

$456,133,125

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent, Start 01/2025, 18572 N Dale Mabry Hwy, Lutz, FL 33548, Insurance Agent, Investment Related, 5 hours per month, limited hours during trading hours. o Florida Financial Advisors. Investment Related. Tampa, FL 33634. Nature of Business: RIA. Position: Financial Consultant. Start Date: 09/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. o Florida Financial Insurance. Not Investment Related. Tampa, FL 33634. Fixed Insurance Sales. 09/2025. Hours per Month: 10 hours during trading. Duties: fixed insurance sales. - Uber Eats Driver, Not Investment Related. Tampa, FL, Food delivery, Driver, 09/2025, 20 Hours, 0 hrs during trading,

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC

FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - SEC (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/8/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2026About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2024About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2025About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Jon Oconnell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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