Ekaterina D. St. Ores
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ekaterina Dupont St. Ores, CFP®, who also goes by Katie Ores, Ekaterina Ovsyannikova, Ekaterina St. Ores, Ekaterina Dupont St. Ores, Katie St. Ores, Katie Stores, was a registered financial professional .
Ekaterina is a previously registered financial professional and started their career in finance in 2018. Ekaterina had worked at 1 firm and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
December 6, 2018 - September 29, 2018
ST. ORES WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ST. ORES WEALTH MANAGEMENT LLC
CRD#: 298874 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
