Christopher Nugent
Professional Summary
Christopher Nugent, who also goes by Christopher William Nugent, is a registered financial advisor currently at LIGHTSPEED FINANCIAL SERVICES GROUP LLC located in Morristown, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2018. Christopher has worked at 2 firms and has passed the Series 66, Series 63, Series 57TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher William Nugent
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
LIGHTSPEED | LIME BROKERAGE LLC | LIGHTSPEED FINANCIAL SERVICES GROUP LLC
Contact Information
Main Address
20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960Mailing Address
20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960Phone Number
(888) 577-3123Established
Delaware since 08/03/2000Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/28/2021)
(1/28/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Nugent's CRS (Customer Relationship Summary).
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