KP
Koji T. Peters
MFS INSTITUTIONAL ADVISORS
Reading, MA
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CRD#: 7022056
KP
Professional summary
Koji T. Peters is a registered financial advisor currently at MFS INSTITUTIONAL ADVISORS INC. located in Reading, Massachusetts and MFS FUND DISTRIBUTORS, INC. located in Boston, Massachusetts.
Koji is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Koji has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Koji T. Peters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 6, 2023 - Present
MFS INSTITUTIONAL ADVISORS INC.
RIA
CRD#: 107144
Reading, MA
Current
May 10, 2019 - Present
MFS FUND DISTRIBUTORS, INC.
Office #1: 111 Huntington Avenue, Boston, MA 02199BD
CRD#: 31052
Boston, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MFS INSTITUTIONAL ADVISORS INC.
MFS INSTITUTIONAL ADVISORS INC.
CRD#: 107144 / SEC#: 801-46433
RIA
Registered Investment Advisory firm - (5/6/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/3/2019)
RR
Alaska(9/3/2019)
RR
Arizona(9/3/2019)
RR
Arkansas(9/3/2019)
RR
California(9/3/2019)
RR
Colorado(9/3/2019)
RR
Connecticut(9/3/2019)
RR
Delaware(9/3/2019)
RR
District of Columbia(9/3/2019)
RR
Florida(9/3/2019)
RR
Georgia(9/3/2019)
RR
Hawaii(9/3/2019)
RR
Idaho(9/3/2019)
RR
Illinois(9/3/2019)
RR
Indiana(9/3/2019)
RR
Iowa(9/3/2019)
RR
Kansas(9/3/2019)
RR
Kentucky(9/3/2019)
RR
Louisiana(9/3/2019)
RR
Maine(9/3/2019)
RR
Maryland(9/3/2019)
RR
Massachusetts(8/29/2019)
IAR
Massachusetts(7/6/2023)
RR
Michigan(9/3/2019)
RR
Minnesota(9/3/2019)
RR
Mississippi(9/3/2019)
RR
Missouri(9/3/2019)
RR
Montana(9/3/2019)
RR
Nebraska(9/3/2019)
RR
Nevada(9/3/2019)
RR
New Hampshire(9/3/2019)
RR
New Jersey(9/3/2019)
RR
New Mexico(9/3/2019)
RR
New York(9/3/2019)
RR
North Carolina(9/3/2019)
RR
North Dakota(9/3/2019)
RR
Ohio(9/3/2019)
RR
Oklahoma(9/3/2019)
RR
Oregon(9/3/2019)
RR
Pennsylvania(9/3/2019)
RR
Puerto Rico(9/3/2019)
RR
Rhode Island(9/3/2019)
RR
South Carolina(9/3/2019)
RR
South Dakota(9/3/2019)
RR
Tennessee(9/3/2019)
RR
Texas(9/3/2019)
RR
Utah(9/3/2019)
RR
Vermont(9/3/2019)
RR
Virgin Islands(9/3/2019)
RR
Virginia(9/3/2019)
RR
Washington(9/3/2019)
RR
West Virginia(9/3/2019)
RR
Wisconsin(9/3/2019)
RR
Wyoming(9/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/10/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MFS INSTITUTIONAL ADVISORS INC.
MFS INSTITUTIONAL ADVISORS INC.
CRD#: 107144 / SEC#: 801-46433
RIA
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Contact information
Main Address
111 Huntington Avenue, Boston, MA 02199-7618
Mailing Address
Phone number
(617) 954-5000
Established
Firm type
Fiscal year end
# of Employees
1,331
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,260 |
| AUM (Assets Under Management) | $ 111,845,233,320 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
