Martin S. Johnson
Professional summary
Martin Stanley Johnson, who also goes by Duke Johnson, Martin S Johnson, is a registered financial advisor currently at LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT located in La Jolla, California.
Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Martin has worked at 4 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Martin Stanley Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2012 - Present
LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT
Office #1: 7946 Ivanhoe Avenue, Suite 214, La Jolla, CA 92037-4517January 5, 1988 - March 1, 1991
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 25, 1980 - July 21, 1987
E. F. HUTTON & COMPANY INC
December 19, 1979 - August 31, 1980
SAGE FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/23/2012)
Exams
Series 1
Date: 12/15/1979
Registered Representative ExaminationCurrent Firm
LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT
CRD#: 109340 / SEC#: 801-57332
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 41,944,894 |
Red Flags
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