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MC

Markus J. Crockett

ROBINHOOD FINANCIAL
Lake Mary, FL 32746
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CRD#: 7020906
MC

Professional summary


Markus Joseph Crockett, who also goes by Markus Joseph Crockett, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida.

Markus is registered as a RR (Registered Representative) and started their career in finance in 2021. Markus has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Markus Joseph Crockett

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THIRD MILLENNIUM INSURANCE POSITION: Agent NATURE: Commercial Insurance Sales in the Property and Casualty Industry. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2014 ADDRESS: 10001 Lake Forest Blvd, New Orleans LA 70127, United States DESCRIPTION: Essentially none, I will talk to my clients about a issue they may have if they don't call the 3rd millennium office first, but I don't actively handle the accounts. The office handles all the duties of servicing the clients and send me a commissions check when one is due. CROCKETT VENTURES, LLC POSITION: Owner NATURE: I own a piece of rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 12/10/2012 ADDRESS: 2421 Octavia Dr., Chalmette LA 70043, United States DESCRIPTION: Check on property to make sure it is in good condition. Contact tenants to make sure there is no issues with the property and collect rent. Contact contractor to service property when need arises or fix it myself whichever is most effective.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Markus Joseph Crockett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 12, 2024 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746
BD
CRD#: 165998
Lake Mary, FL
Past

February 8, 2021 - July 9, 2022

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
Slidell, LA
Past

January 11, 2021 - July 9, 2022

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
Slidell, LA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/12/2024)
RR
Alaska
(3/12/2024)
RR
Arizona
(3/12/2024)
RR
Arkansas
(3/12/2024)
RR
California
(3/12/2024)
RR
Colorado
(3/12/2024)
RR
Connecticut
(3/12/2024)
RR
Delaware
(3/12/2024)
RR
District of Columbia
(3/12/2024)
RR
Florida
(3/12/2024)
RR
Georgia
(3/12/2024)
RR
Hawaii
(3/12/2024)
RR
Idaho
(3/12/2024)
RR
Illinois
(3/12/2024)
RR
Indiana
(3/12/2024)
RR
Iowa
(3/12/2024)
RR
Kansas
(3/12/2024)
RR
Kentucky
(3/12/2024)
RR
Louisiana
(3/12/2024)
RR
Maine
(3/12/2024)
RR
Maryland
(3/12/2024)
RR
Massachusetts
(3/12/2024)
RR
Michigan
(3/12/2024)
RR
Minnesota
(3/12/2024)
RR
Mississippi
(3/12/2024)
RR
Missouri
(3/12/2024)
RR
Montana
(3/12/2024)
RR
Nebraska
(3/12/2024)
RR
Nevada
(3/12/2024)
RR
New Hampshire
(3/12/2024)
RR
New Jersey
(3/12/2024)
RR
New Mexico
(3/12/2024)
RR
New York
(3/12/2024)
RR
North Carolina
(3/12/2024)
RR
North Dakota
(3/12/2024)
RR
Ohio
(3/12/2024)
RR
Oklahoma
(3/12/2024)
RR
Oregon
(3/12/2024)
RR
Pennsylvania
(3/12/2024)
RR
Puerto Rico
(3/12/2024)
RR
Rhode Island
(3/12/2024)
RR
South Carolina
(3/12/2024)
RR
South Dakota
(3/12/2024)
RR
Tennessee
(1/29/2025)
RR
Texas
(3/12/2024)
RR
Utah
(3/12/2024)
RR
Vermont
(3/12/2024)
RR
Virgin Islands
(3/12/2024)
RR
Virginia
(3/12/2024)
RR
Washington
(3/12/2024)
RR
West Virginia
(3/12/2024)
RR
Wisconsin
(3/12/2024)
RR
Wyoming
(3/12/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/5/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/11/2021
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


RF
ROBINHOOD FINANCIAL, LLC
CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Mailing Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Phone number
(650) 761-7789
Established
Delaware since 08/24/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ROBINHOOD MARKETS, INC100% OWNER
BILLINGS, MATTHEW JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER1915377
CAVALLARO, ANTHONY JOSEPHCHIEF COMPLIANCE OFFICER1607925
GALVIN, SCOT SEANPRINCIPAL OPERATIONS OFFICER3226179
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP3103432
KOLLER, WALTERCHIEF OPERATING OFFICER1932260
QUIRK, STEVEN MARKMANAGER2728768
SUBRAMANIAN, SIVARAMAKRISHNANMANAGER7339479

Disclosures


Regulatory Event55
Arbitration6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROBINHOOD FINANCIAL, LLC

CRD#: 165998Lake Mary, FL 32746

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