William P. Donohue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Paul Donohue was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 1996 - March 3, 2022
BENTLEY SECURITIES CORPORATION
February 7, 1994 - October 18, 1995
CHASE SECURITIES, INC.
February 9, 1988 - June 22, 1988
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.
October 2, 1987 - January 12, 1990
CHASE SECURITIES, INC.
January 1, 1986 - January 12, 1990
CHASE SECURITIES, INC.
September 26, 1978 - December 27, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 27, 1975 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
April 6, 1970 - July 26, 1975
COENEN & CO INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 1
Date: 5/28/1963
Registered Representative ExaminationSeries 00
Date: 6/11/1970
General Securities Principal ExaminationCurrent Firm
BENTLEY SECURITIES CORPORATION
CRD#: 25759 / SEC#: , 8-41879
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROMWELL, OLIVER DEAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 838160 |
Red Flags
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