JP
Joseph A. Palumbo
FARTHER
Armonk, NY 10504
Some features on this profile are disabled
CRD#: 7015443
JP
Professional summary
Joseph Anthony Palumbo, who also goes by Joseph Palumbo, is a registered financial advisor currently at FARTHER located in Armonk, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Joseph has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Palumbo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name of other business: AP Strategies; Is business Investment related: Yes; Address of other business: 80 Business Park Dr Suite 209 Armonk NY 10504; Nature of other business: Manages SPV; Your position: Partner; Approx. # of hours /month devote to other business: 2; Number of hours devoted to other business during securities trading hours: 0. 2. Name of other business: Jupiter Entertainment; Is business Investment related: Yes; Address of other business: 80 Business Park Dr Suite 209 Armonk NY 10504; Nature of other business: Manages SPV; Your position: Partner; Approx. # of hours /month devote to other business: 2; Number of hours devoted to other business during securities trading hours: 0. 3. Name of other business: Saturn Flux; Is business Investment related: Yes; Address of other business: 80 Business Park Dr Suite 209 Armonk NY 10504; Nature of other business: Manages SPV; Your position: Partner; Approx. # of hours /month devote to other business: 2; Number of hours devoted to other business during securities trading hours: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Anthony Palumbo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2025 - Present
FARTHER
Office #1: 80 Business Park Dr Suite 209, Armonk, NY 10504RIA
CRD#: 302050
Armonk, NY
Past
April 28, 2022 - July 1, 2025
FORTIS CAPITAL ADVISORS, LLC
RIA
CRD#: 309709
Armonk, NY
Past
June 24, 2020 - February 2, 2021
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
Registered Investment Advisory firm - (7/19/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(5/8/2025)
IAR
Texas(5/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/24/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
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Contact information
Main Address
345 California Street Suite 600, San Francisco, CA 94104
Mailing Address
Phone number
(628) 246-8004
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,245 |
| AUM (Assets Under Management) | $ 7,523,810,877 |
Red Flags
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