Samuel J. Waring
Professional summary
Samuel Joshua Waring, who also goes by Samuel J Waring, Sam Waring, is a registered financial professional currently at PJT PARTNERS LP located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2018. Samuel has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Joshua Waring's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2025 - Present
PJT PARTNERS LP
Office #1: 280 Park Avenue, New York, NY 10017December 13, 2018 - August 25, 2021
MACQUARIE CAPITAL (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2025)
Exams
Series 79TO
Date: 6/30/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PJT PARTNERS LP
CRD#: 171058 / SEC#: , 8-69442
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PJT PARTNERS HOLDING LP | LIMITED PARTNER | |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| KALRA, ARUN JAMES | FINOP | 6570441 |
| LEE, JIYEUN | MANAGING PARTNER/DIRECTOR | 1859635 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| PJT MANAGEMENT LLC | GENERAL PARTNER | |
| TAUBMAN, PAUL JEFFREY | CEO/DIRECTOR | 1567776 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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