Barbara H. Thornton
Professional summary
Barbara Hutcherson Thornton, who also goes by Barbara W Brown, Barbara Wanita Latrice Brown, Barbara Brown, Barbara Wanita Latrice Hutcherson, Barbara Hutcherson, Barbara Hurcherson, Barbara W L Hutcherson, Barbara Hutchersonthornton, Barbara H Thornton, Barbara Hutcherson Thornton, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Tallahassee, Florida and TRUIST INVESTMENT SERVICES, INC. located in Tallahassee, Florida.
Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Barbara has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Hutcherson Thornton's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2023 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2051 Thomasville Road, Tallahassee, FL 32308September 21, 2023 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2051 Thomasville Rd, Tallahassee, FL 32308March 20, 2023 - September 12, 2023
J.P. MORGAN SECURITIES LLC
March 20, 2023 - September 12, 2023
J.P. MORGAN SECURITIES LLC
September 15, 2022 - March 9, 2023
MORGAN STANLEY
September 12, 2022 - March 9, 2023
MORGAN STANLEY
February 9, 2022 - August 25, 2022
WELLS FARGO CLEARING SERVICES, LLC
December 21, 2018 - August 25, 2022
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2025)
(9/21/2023)
(9/25/2023)
Exams
Series 7TO
Date: 4/15/2021
General Securities Representative ExaminationSeries 6TO
Date: 12/21/2018
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Tallahassee, FL 32308TRUST BUT VERIFY
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