PR
Priya D. Ragnauth-james
CETERA INVESTMENT ADVISERS LLC
PADUCAH, KY 42003
Some features on this profile are disabled
CRD#: 7014255
PR
Professional summary
Priya Darshini Ragnauth-james, who also goes by Priya Darshini Persaud, Priya Ragnauth Persaud, Priya Darshini Ragnauth, Priya D Ragnauth-james, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Paducah, Kentucky and CETERA WEALTH SERVICES, LLC located in Paducah, Kentucky.
Priya is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Priya has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Priya Darshini Persaud | Priya Ragnauth Persaud | Priya Darshini Ragnauth | Priya D Ragnauth-James
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JAGRAM RENTALS LLC POSITION: Registered Agent NATURE: Rental of personal property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2023 ADDRESS: 309 Bleich Rd, Paducah KY 42003, United States DESCRIPTION: Duties includes vetting tenants, manage property, collecting rents and keeping up with income and expenses 2) M Dean Owen, CPA PSC; Client Relations Manager; Traditional tax, accounting and payroll service. Provides advisory services which is a major income producer; IR; 130; 09/10/2018; 5978 Old U.S. Hwy. 45 S. Paducah KY 42003; .Manage the operations team which includes 2 other assistants� Interfacing with clients, scheduling appointments and assist clients with paperwork and enquiries� Account opening and input transactions for clients' accounts� Handle phone calls and emails from clients when appropriate, transfer calls to advisor when appropriate� Update and maintain CRM systems� Maintaining client files and other record keeping responsibilities. Once licensed, I can offer investment advice, guidance and products to clients
CRS (Client Relationship Summary) - RIA
Click below to view Priya Darshini Ragnauth-james's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5978 Old Us Hwy 45 S, Paducah, KY 42003RIA
CRD#: 105644
PADUCAH, KY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Paducah, KY
Past
May 11, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Paducah, KY
Past
January 19, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Paducah, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(9/5/2025)
IAR
Kentucky(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/19/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
