Dominic A. Bova
Professional summary
Dominic Anthony Bova, CFP®, who also goes by Dom Bova, Dominic Bova, is a registered financial advisor currently at RITHOLTZ WEALTH MANAGEMENT located in Ambler, Pennsylvania.
Dominic is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Dominic has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dominic Anthony Bova's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
March 29, 2024 - Present
RITHOLTZ WEALTH MANAGEMENT
July 14, 2022 - March 23, 2024
ROCKWOOD WEALTH MANAGEMENT, LLC
August 16, 2021 - August 17, 2022
LPL FINANCIAL LLC
August 16, 2021 - August 17, 2022
LPL FINANCIAL LLC
November 19, 2019 - August 10, 2021
RBC CAPITAL MARKETS, LLC
November 19, 2019 - August 10, 2021
RBC CAPITAL MARKETS, LLC
November 6, 2018 - November 20, 2019
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
RITHOLTZ WEALTH MANAGEMENT
CRD#: 168652 / SEC#: 801-78479
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/29/2024)
Exams
Current Firm
RITHOLTZ WEALTH MANAGEMENT
CRD#: 168652 / SEC#: 801-78479
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,801 |
| AUM (Assets Under Management) | $ 6,459,181,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/28/2025 | ||
| 04/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
