JD
James S. Denton
CETERA INVESTMENT ADVISERS LLC
EDMOND, OK 73013
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CRD#: 7013021
JD
Professional summary
James Stanley Denton, who also goes by Jim Denton, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Edmond, Oklahoma and CETERA WEALTH SERVICES, LLC located in Edmond, Oklahoma.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. James has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Denton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JSD Living Trust - Trustee 2) The RMD Family charitable Remainder Unitrust - Co-Trustee 3) SUMMIT CAPITAL ADVISORS, LLC - WEALTH MANAGEMENT ENTITY POSITION: Manager NATURE: Wealth management entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 309 N Bryant, Edmond OK 73034, United States DESCRIPTION: Management of entity activities 4) RAS PROPERTIES, LLC - BUILDING RENTAL TO CPA FIRM POSITION: Manager NATURE: Building rental to CPA firm (sole lessee). INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/12/2000 ADDRESS: 309 N Bryant, Edmond OK 73034, United States DESCRIPTION: Assure that building is in working order for conduct of CPA firm business. 5) ARLEDGE & ASSOCIATES, PC POSITION: Employee NATURE: Full-service CPA firm providing tax, bookkeeping and attestation services to clients. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/02/2021 ADDRESS: 309 North Bryant, Edmond OK 73034, United States DESCRIPTION: As of 1/2/2021, I am providing limited consulting services to our tax and audit team in the area of business development. 6) OKLAHOMA VENTURE FORUM POSITION: Board of Directors/Treasurer NATURE: Provide a forum to learn about exceptional businesses in Oklahoma INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2021 ADDRESS: PO Box 1701, Oklahoma City OK 73101, United States DESCRIPTION: Review reports and approve reports and courses of action. Review treasurer's report and present the report. 7) EDMOND HISTORICAL SOCIETY, INC. (EDMOND HISTORY MUSEUM) POSITION: Board Member (Secretary) NATURE: Participate in board meetings - 6 per year. Prepare minutes. Sign documents as required. Attend museum functions. Volunteer as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2023 ADDRESS: 431 S Boulevard, Edmond OK 73034, United States DESCRIPTION: Participate in board meetings - 6 per year. Prepare minutes of meetings. Sign documents as required. Attend museum functions. Volunteer as needed. 8) WYMER BROWNLEE WEALTH STRATEGIES POSITION: Wealth Management Advisor NATURE: Advise clients as it relates to financial planning, investments, risk management. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/02/2025 ADDRESS: 16328 Muirfield Pl, Edmond OK 73013, United States DESCRIPTION: Advise clients as it relates to financial planning, investments and risk management. Attend staff meetings as required. Communicate directly with clients via email, telephone and in-person meetings. Review financial planning documentation and related activities. Communicate with Wymer Brownlee staff members to determine plans of action and strategies.
CRS (Client Relationship Summary) - RIA
Click below to view James Stanley Denton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 16328 Muirfield Place, Edmond, OK 73013Office #2: 13900 N Portland Suite 101, Oklahoma City, OK 73134RIA
CRD#: 105644
EDMOND, OK
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 16328 Muirfield Place, Edmond, OK 73013Office #2: 832 Nw 70th Street, Oklahoma City, OK 73116BD
CRD#: 13572
Edmond, OK
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Edmond, OK
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Edmond, OK
Past
November 28, 2018 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
EDMOND, OK
Past
October 23, 2018 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
EDMOND, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(9/5/2025)
IAR
Oklahoma(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
