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AB

Amelia K. Blair

Some features on this profile are disabled
CRD#: 7012521
AB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amelia Kate Blair was a registered financial professional .

Amelia is a previously registered financial professional and started their career in finance in 2018. Amelia had worked at 2 firms and has passed the Series 7TO, SIE, Series 57, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 6, 2019 - January 5, 2026

HRT EXECUTION SERVICES LLC

BD
CRD#: 128491
NEW YORK, NY
Past

December 5, 2018 - January 5, 2026

HRT FINANCIAL LP

BD
CRD#: 152144
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 8/21/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/6/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 12/5/2018
Securities Trader Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/25/2019
General Securities Principal Examination

Current Firm

HE
HRT EXECUTION SERVICES LLC
HRT EXECUTION SERVICES LLC | SUN TRADING LLC

CRD#: 128491 / SEC#: , 8-66143

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007
Mailing Address
3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007
Phone number
(212) 293-1444
Established
Illinois since 04/24/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SUN HOLDINGS LLCOWNER OF HRT EXECUTION SERVICES LLC
ALCALA, MIKAELAAML COMPLIANCE OFFICER7523021
ATTONITO, ERICA GALEHEAD OF SALES5151146
BLOCK, NACHSHON MCHIEF FINANCIAL OFFICER7192815
CARROLL, JASON EASTWICKMANAGING MEMBER5173598
JUSTINI, PETER THOMASFINOP2097898
KEEL, JOHN MATTHEWCHIEF COMPLIANCE OFFICER4189740
NUNES, ADAM SETHCHIEF EXECUTIVE OFFICER5246806
O'DONNELL, PAUL ANTHONYCHIEF OPERATING OFFICER4493148

Disclosures

Regulatory Event9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HRT EXECUTION SERVICES LLC

CRD#: 128491

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