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VR

Vito N. Resciniti

DEEP BLUE INVESTMENT ADVISORS
TAMPA, FL 33609
Some features on this profile are disabled
CRD#: 7012095
VR

Professional summary

Vito Nicholas Resciniti, who also goes by VIto Resciniti, Vito N Resciniti, is a registered financial advisor currently at DEEP BLUE INVESTMENT ADVISORS located in Tampa, Florida.

Vito is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Vito has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Vito Resciniti | Vito N Resciniti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vito Nicholas Resciniti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 26, 2022 - Present

DEEP BLUE INVESTMENT ADVISORS

Office #1: 4830 W. Kennedy Blvd. One Urban Centre - Suite 835, Tampa, FL 33609
RIA
CRD#: 115344
TAMPA, FL
Past

May 12, 2021 - April 13, 2022

MORGAN STANLEY

RIA
CRD#: 149777
St. Petersburg, FL
Past

May 7, 2021 - April 13, 2022

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

November 7, 2019 - May 14, 2021

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NEW YORK, NY
Past

February 8, 2019 - May 14, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DB
DEEP BLUE INVESTMENT ADVISORS
DEEP BLUE INVESTMENT ADVISORS | WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC | WERTZ CAPITAL MANAGEMENT GROUP, LLC | WATER WALKER INVESTMENTS

CRD#: 115344 / SEC#: 801-60690

RIA
Registered Investment Advisory firm - (11/23/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/26/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/26/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/14/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/8/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/10/2019
Securities Industry Essentials Examination

Current Firm

DB
DEEP BLUE INVESTMENT ADVISORS
DEEP BLUE INVESTMENT ADVISORS | WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC | WERTZ CAPITAL MANAGEMENT GROUP, LLC | WATER WALKER INVESTMENTS

CRD#: 115344 / SEC#: 801-60690

RIA
Registered Investment Advisory firm - (11/23/2001 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5502 North Nebraska Ave, Tampa, FL 33604
Mailing Address
P.o. Box 9691, Tampa, FL 33674
Phone number
(813) 238-4800
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

DEEP BLUE INVESTMENT ADVISORS BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts28
AUM (Assets Under Management)$ 15,712,739,940

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DEEP BLUE INVESTMENT ADVISORS

CRD#: 115344Tampa, FL 33609

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