Shenghui Yang
Professional summary
Shenghui Yang is a registered financial professional currently at PRIME NUMBER CAPITAL, LLC located in New York, New York.
Shenghui is registered as a RR (Registered Representative) and started their career in finance in 2018. Shenghui has worked at 1 firm and has passed the Series 63, Series 7TO, Series 79TO, Series 7, SIE, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shenghui Yang's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2022 - Present
PRIME NUMBER CAPITAL, LLC
Office #1: 12 E. 49th Street, Tower 49 27th Floor, New York, NY 10017December 6, 2018 - March 10, 2020
PRIME NUMBER CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2025)
(12/13/2022)
Exams
Series 7TO
Date: 12/8/2022
General Securities Representative ExaminationSeries 79TO
Date: 11/7/2018
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
PRIME NUMBER CAPITAL, LLC
CRD#: 297029 / SEC#: , 8-70118
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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